Series 65 Uniform Registered Investment Adviser Law Exam - Online Practice Tests

Series 65 Uniform Registered Investment Adviser Law Exam - Online Practice Tests

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At Exam Edge we place our focus on making our clients' career dreams come true, by offering world-class practice certification tests, designed to give you the knowledge to ace your Series 65 RIA certification exam. We do this by delivering realistic practice tests to fully prepare you for the Series 65 Uniform Registered Investment Adviser Law Exam - Online Practice Tests exam.

Once you have completed a practice exam, you will have permanent access to that exam's review page, which includes a detailed explanation for each practice question!

Our practice tests simulate the real thing in a number of key ways:

  1. Topics covered
    • Economic Factors and Business Information - 14%
    • Basic economic concepts
      Financial reporting
      Quantitative methods
      Types of risk
    • Investment Vehicle Characteristics - 24%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Types and characteristics of cash and cash equivalents
      Types and characteristics of fixed income securities
      Methods used to determine the value of fixed income securities
      Types and characteristics of equity securities
      Methods used to determine the value of equity securities
      Types and characteristics of pooled investments
      Methods used to determine the value of pooled investments
      Types and characteristics of derivative securities
      Alternative Investments
      Insurance-based products
    • Client Investment Recommendations and Strategies - 31%
    • Type of client
      Client profile
      Capital Market Theory
      Portfolio management styles and strategies
      Portfolio management techniques
      Tax Considerations
      Retirement plans
      ERISA issues
      Special types of accounts
      Trading securities
      Performance measures
    • Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices - 31%
    • State and Federal Securities Acts and related rules and regulations
      Ethical practices and fiduciary obligations
  2. Level of difficulty
  3. Navigation
  4. The feel of the real test

To pass the Series 65 Uniform Registered Investment Adviser Law Exam test you need a score of 72.

Here are five reason you should use our exams to prepare for your Series 65 Uniform Registered Investment Adviser Law Exam - Online Practice Tests certification exam:

  • Because the tests are web-based, there is no software to install. Our practice tests are available to you anytime at you convenience. No matter where you are, you can take our practice tests on any computer or smartphone with access to the internet
  • Once you complete a practice exam, you will be provided with how many questions you answered correctly, as well as our estimate of your score on the real exam. We also provide explanations on why the answer is correct.
  • Our practice tests are designed to have a similar look-and-feel of the real test. The number of questions and even the default time limit for each practice exam are just like the real thing. This way, when you take the actual test, you will already be completely familiar with its navigation and behavior.
  • If you have to stop while taking one of our tests, you can continue right where you left off. When you continue the test, you will start exactly where you were, and with the same amount of time you had remaining
  • As an "A" rated, fully accredited member of the Better Business Bureau, we uphold the highest level of business standards.